Sec emphasizes financial independence during literacy month
The SEC's Office of Investor Education and Assistance is highlighting financial planning resources during National Financial Literacy Month to promote financial independence.
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SEC
SEC approves amendment to reduce costs of consolidated audit trail
The SEC has approved an amendment to the National Market System Plan to reduce costs associated with the Consolidated Audit Trail, aiming to enhance market transparency and efficiency.
SEC clarifies how federal securities laws apply to crypto assets
The SEC has issued guidance clarifying how federal securities laws apply to crypto assets, aiming to help market participants understand their regulatory obligations.
SEC releases data on offerings, municipal advisors, and swap dealers
The SEC's Division of Economic and Risk Analysis has released a report on security-based swap dealers and updated data on IPOs, follow-on offerings, municipal advisors, and transfer agents.
SEC suggests changes to Exchange Act Rule 15c2-11
The SEC has proposed changes to Exchange Act Rule 15c2-11 to improve transparency and information reliability for investors in the OTC market.
SEC announces resignation of Enforcement Division Director Judge Margaret A. Ryan
Judge Margaret A. Ryan has resigned as Director of the SEC's Division of Enforcement. Sam Waldon will serve as Acting Director starting in March.
SEC and CFTC announce historic memorandum of understanding between agencies
The SEC and CFTC have signed a memorandum of understanding to enhance coordination and collaboration, focusing on lawful innovation and market integrity while protecting investors.
SEC Issues New Guidance for Crypto ETFs: Full Disclosure Now Mandatory
Thinking of launching a crypto ETF? The SEC just made the rulebook clearer. On July 01, 2025, the U.S. Securities and Exchange Commission (SEC) issued new guidance outlining exactly what crypto ETF issuers need to disclose.…